Pastoral Psychology 46:3 1998:185-206.
Infant Baptism as a Family Rite of Passage
Gary Pence, Ph.D.
Anthropological
definitions of "rites of passage" and family system theory are
employed to make the case that infant baptism is itself a rite of passage,
not merely for the infant being baptized and its parents, but for its
whole extended family. The pregnancy, birth, and "fourth
trimester" following birth are analyzed as the significant context
for the rite of baptism, a context whose broad psychophysical,
psychosocial, and psychospiritual dimensions affect and are affected by
the rite of baptism. It is argued that pastoral preparation for a
particular baptism and the aftercare that follows it need to be far more
extensive than is common pastoral practice.
In her book on ritual and pastoral care, Elaine Ramshaw (1987) stresses
the "lifelong centrality and corporate meaning" of baptism and
warns against its relegation to the status of a "life cycle rite for
babies" or, in churches that commonly practice adult baptism, "a
life-cycle rite of adolescence, the rite of passage to adulthood."
Ramshaw also cites a second "distortion of baptism's meaning,"
its "privatization," according to which "the event is
ritually stated to be of significance only to the immediate family and
godparents." In her view, "this concentrated focus often blurs
the larger picture, the corporate nature of life and faith in the
community of the baptized" (1987, p. 36f).
While Ramshaw's caution against a superficial, reductionistic, and
privatistic understanding of baptism may be viewed as a useful corrective,
it cannot be denied that baptism is, in fact, a rite of passage, and one
that has potentially profound implications not only for the individuals
baptized but for their immediate and extended families. Interestingly,
this perspective appears briefly in an official commentary on the Lutheran
Book of Worship, the hymnal of Ramshaw's own denomination, the
Evangelical Lutheran Church in America:
All societies have "rites of passage" to assist their
members through times of growth and crisis. The church too has
provided for liturgical celebration of various stages of human growth
and maturation. This liturgical attention is more than merely taking
notice of the various stages of growth and life; it is a way of
helping people pass the thresholds of human experience by giving them
the support of the community that assists in the process of growth.
The words dramatized in liturgy are powerful words (Pfatteicher &
Messerli, 1979, p. 339).
In this paper I intend to explore the pastoral implications of baptism
as a rite of passage for the family of the baptized. Although I will focus
on infant baptism, I expect that this exploration will be suggestive for
adolescent and adult baptism as well and may be extrapolated to other
sacraments and rites of the church and to analogous rites in Jewish
synagogue and temple.
RITES OF PASSAGE
Arnold Van Gennep and Victor Turner, the primary anthropological voices
behind modern ritual studies, formulated and developed the concept of
rites of passage. Van Gennep's study (1960) of rites de passage,
first published in 1909, analyzed the ceremonies associated with an
individual's "life crises" (pregnancy and childbirth,
initiation, betrothal and marriage, and funerals) and discovered that
these life crisis ceremonies enacted a consistent schema (pattern,
dynamic process) of separation, transition, and reincorporation.
The first phase (of separation) comprises symbolic behavior
signifying the detachment of the individual or group either from an
earlier fixed point in the social structure, from a set of cultural
conditions (a "state"), or from both. During the intervening
[transitional] period, the characteristics of the ritual subject (the
"passenger") are ambiguous; he passes through a cultural realm
that has few or none of the attributes of the past or coming state. In
the third phase (reaggregation or reincorporation), the passage is
consummated. The ritual subject, individual or corporate, is in a
relatively stable state once more (Turner, 1969, p. 94f).
Because Van Gennep observed that "a change of social categories
involves a change of residence" and "is identified with a territorial
passage, such as the entrance into a village or a house, the movement
from one room to another, or the crossing of streets and squares"
(1960, p. 192), he organized his reflection about this pattern around a
spatial metaphor, the passage across a border or through a door, the
crossing of a threshold (Latin: limen), and hence applied the term
"liminal" to the transitional stage of a rite of passage.
Van Gennep's work did not significantly influence American anthropology
until the publication of its English translation in 1960 and the
subsequent adoption by Victor Turner of the term "liminality" to
describe the ritual process (1969). For Turner liminality is an ambiguous
condition, in which its participants "elude or slip through the
network of classifications that normally locate states and positions in
space. Liminal entities are neither here nor there; they are betwixt and
between the positions assigned and arrayed by law, custom, convention, and
ceremonial" (1969, p. 95). That is, liminality is outside of and in
opposition to the politico-legal-economic structures of organized,
differentiated, hierarchical society; it is a moment outside of ordinary
time, a "communitas" characterized by "undifferentiated,
equalitarian, direct, nonrational (though not irrational), I-Thou
or Essential We relationships, in Martin Buber's sense" (1974, p.
46f). It is anti-structure, yet contributes to the maintenance of the
structures of society: "In rites of passage, men [sic] are
released from structure into communitas only to return to structure
revitalized by their experience of communitas. What is certain is that no
society can function adequately without this dialectic" (1967, p.
129).
In his early work, when his reference point was tribal societies,
Turner defined ritual in narrowly religious terms as "prescribed
formal behavior for occasions not given over to technological routine,
having reference to beliefs in mystical beings or powers" (1967, p.
19). He later broadened his definition to include such secular domains of
modern industrial societies as esthetics, politics, popular culture, and
the law. To describe the ritual genres of industrial (and
post-industrial?) leisure--ballet, theater, film, novel, classical and pop
music, art, sports, and the like--Turner coined the term "liminoid,"
which he contrasted with more narrowly defined archetypal, natural, and
religious "liminal" rites (1977, p. 43). Although Turner's
definition of ritual and his distinction between "liminal" and
"liminoid" have been the subject of recent critique (Driver,
1991, p. 230-238), his broad definition of liminality has provided to
subsequent theorists a model for understanding widely diverse phenomena on
the edges of society,
FAMILY RITUALS
A considerable literature analyzes the place of ritual in family life (Bossard
& Boll, 1950; Reiss, 1981; Laird, 1984; Wolin & Bennett, 1984;
Cheal, 1988; Rosenthal & Marshall, 1988; Seltzer, 1988), and a
substantial volume illustrates and analyzes the therapeutic use of rituals
with families (Imber-Black, Robert, & Whiting, 1988). In the
introductory article to an issue of Family Therapy Networker
dedicated to "The Power of Ritual" David Kertzer (1989) defines
five functions of ritual in family life: (a) means of self identification;
(b) legitimation of social arrangements, providing a sense of continuity
amidst change; (c) creation of solidarity among family members; (d)
mechanism for shaping people's beliefs (creating an interpretation of
reality); and (e) vehicle for changing people's perceptions and social
relations. Kertzer concludes that "the continuing power of ritual is
nowhere more clear than in the rites in which American family life is
steeped" (p. 27). He notes increased participation by the husband in
the birthing process as a contemporary ritualization analogous to the
couvade in tribal societies and suggests that continuing revitalization of
family rites occur through inventing new rites, resuscitating old ones,
and altering the symbolism of the ones we have.
In a series of publications that are particularly pertinent to our
interest, Judith Davis (1984, 1987, 1988, 1989) has studied the bar
mitzvah as a ceremonial rite of passage. She divides the six-month period
surrounding the rite into three phases, planning, ceremony, and aftermath,
each theoretically paralleling the traditional three stages of the rite of
passage, separation, transition, and reincorporation, with their
associated pre-liminal, liminal, and post-liminal emotional conditions
(1988, p. 178). I will adopt the same three phases in the analysis of
infant baptism.
INFANT BAPTISM
Infant baptism carries theological and ecclesiastical significance for
those who undergo it (such matters as forgiveness of sins and reception of
divine grace, identification with Christ, and incorporation into the
Church). In this paper, however, I will focus in each of the three phases
on three interacting dimensions of infant baptism--psychobiological,
psychosocial, and psychospiritual--which profoundly affect its
appropriation by the baptized and his or her family.
PREPARATION: SEPARATION
The first phase of the rite of passage involves behaviors which detach
the individual or group either from an earlier fixed point in the social
structure, from a set of cultural conditions (a "state"), or
from both. In the case of infant baptism this preparation phase involves
biological, social, and spiritual changes through which a marriage will
become a family or a particular family structure will be expanded,
rendered more complex, and irretrievably altered.
Pregnancy
Baptism, like all rites, is rooted in biology--in childbirth, in
pregnancy, in fertilization (or "conception"), and ultimately in
sexual intercourse-- and the substantial period of preparation for infant
baptism is the nine months of pregnancy that necessarily precede it. In
most cases, the pregnancy will have followed upon many sexual unions of
the parents-to-be. In some cases it will have followed only a few or even
a single one. In some instances pregnancy will eventuate from intentional,
even laborious calculations and strivings by the would-be parents, perhaps
with medical advice and intervention. In other cases it will come
unintentionally and unexpectedly as a welcome surprise or a shocking
mistake.
The more frequent the couple's sharing of intercourse, the more likely
that they will probably never be able to calculate on which of those many
occasions the fertilizing sperm was deposited in the mother's body. They
will have a general sense of the time period, the other events going on in
their lives at the time, and the prevalent patterns of their lovemaking.
(Of course, if the mother shared more than one partner, she may not even
know--short of subsequent tissue comparisons--which partner's sperm
completed the conception.) On the other hand, if the couple shared
intercourse only infrequently, perhaps even with the clear intention and
plan to conceive a child, the couple may well recall the exact occasion,
the time and place, and their precise feelings--physical and emotional--at
the climactic moment which produced their pregnancy. They will recall
whether that particular union was an act of love or duty, habit or force;
whether love was shared or only taken; whether both partners, or only the
man or woman, enjoyed orgasm; and whether they intended, hoped, or planned
to conceive, whether they had given it no thought, or whether the
conception was a "mistake" to which they now felt compelled to
adapt. Where infants are conceived through artificial insemination or
extrauterine procedures there will be other and equally powerful
associations. These recollections--of the consummating biological event
and of the feelings associated with it--will affect each partner's
feelings about and attitudes toward the ensuing pregnancy and the child to
be born. They affect the degree to which the couple will be able to
appropriate baptism's perspective on the child as a "gift of
God."
The pregnancy begins some brief time following that fateful union of
man and woman with by far the more remarkable and momentous event--the
union of man's sperm and woman's egg that occurs silently, secretly,
unheralded, and unnoticed within the mother's body. Even as that hidden
micro-union is taking place the man and the woman go about their ordinary
life, oblivious to the occurrence that will so profoundly alter their
lives and their relationship. They may share further acts of intercourse
all unaware of what has taken place that even now has triggered minute and
subtle changes in the woman's body chemistry and her physiological
processes. Only when she misses her monthly period does she begin to
suspect that something has happened to her, and only medical tests or a
further wait for more obvious physical symptoms will confirm her
suspicion.
Whether or not the events that eventuate in pregnancy pass unnoticed,
pregnancy itself precipitates for the mother-to-be a life crisis of unique
and unprecedented proportions. Penelope Washbourn writes, "Perhaps no
change in a woman's life is more radical than the experience of being
pregnant and giving birth" (1977, p. 94). According to Arthur and
Libby Lee Colman,
there is a certain quality of inner experience which seems to be
distinctive of the pregnant state and which sets it slightly apart
from life at any other time. It seems universally true that women
experience pregnancy as a psychological crisis. It could not be
otherwise. Shifts in body image, secretions of hormones, and the maze
of changing environmental supports and cultural expectations are
inevitably mirrored in the psyche, in the mental life of the pregnant
woman (1971, p. 6).
As the Colmans suggest, not since the onset of puberty will the woman
experience such an assault on her body and the integrity of her
physiological processes. However much she may have desired and willed
these processes, once they have been set in motion she feels that her body
has become the captive of biological forces over which she has little or
no control. While she and her doctors may monitor their progress and she
may take mildly palliative measures to increase her comfort and maintain
her general health, the biological forces released within her proceed
inexorably along the path toward labor and delivery, when those forces
take total control in a predictable sequence of increasingly frequent and
intense contractions, dilation of the cervix, and expulsion of the newborn
from its mother's body.
The Colmans (1971) and others have described the psychological
ramifications of the three stages of pregnancy. The first trimester is
characteristically joyful and ambivalent. The joy comes from the woman's
knowledge of the secret hidden within her womb, private knowledge she can
share selectively with those whom she chooses to tell. She experiences joy
in that knowledge, for she has the evidence that her body is successfully
doing what it was made to do. But this "doing," like conception,
is hidden, and only she may be aware of anything different, anything new.
Hence, she experiences power in that knowledge as well, for she controls
by her choice who else shall know and who shall be excluded from that
secret knowledge. At the same time, the first trimester is a period of
ambivalence. Do I really want this pregnancy? Should I consider
terminating it? Am I strong enough, courageous enough, to endure the
morning sickness, personally secure enough to accept the enlargement of my
breasts and distention of my body? Can I face labor and the risks of
childbirth? Do I really want a child? Coping with such issues seems to
produce a marked emotional lability in the expectant mother during the
first trimester, according to the Colmans, as she confronts her hormonal
changes and her ambivalence between joy and fear, feelings of power and
powerlessness, feelings of gratitude and resentment, feelings of pride and
shame, feelings of eagerness and dread. "Probably the most important
task of the first trimester is for the pregnant woman and her husband to
accept the reality of their conception and for the woman to come to grips
with all that this implies" (Colman & Colman, 1971, p. 36).
In the second trimester the threat of miscarriage has largely passed
and the discomforts of any morning sickness or nausea will have
dissipated. The Colmans call this period "the quiet months"
(1971, p. 43). Washbourn refers to it as a time "of greatest
fulfillment and drive. The initial ambivalences have been resolved, and
the visible evidence and gradual movement of the fetus can bring an
increased sense of well-being, joy, energy, and self-confidence"
(1977, p. 107). When the expectant mother feels for the first time the
kicking of her baby, she finally has the immediate experience of new life
within her. She becomes inescapably conscious that it is an Other within
her who is causing the changes in her body and whose needs she must serve.
When the father-to-be can also feel these movements, perhaps even see
them, new patterns of intimacy emerge between husband and wife. Often he
will place his hand and face on his wife's abdomen to feel and try to hear
the fetus. He may simply gaze in awe, waiting for visible movement.
Indeed, "acknowledging the growing child can become the husband's way
of initiating lovemaking" (Colman & Colman, 1971, p. 124). If the
couple's sexual activity has been disrupted during the first trimester by
the wife's physical symptoms and ambivalence toward the pregnancy, during
the second trimester she may feel more erotic and sexually receptive
(perhaps a function of her husband's increased interest in her body and
the new life within her). Masters and Johnson (1966, pp. 153-156) report
that some couples only now for the first time in their marriage enjoy
satisfying sexual experiences.
The third trimester is characterized by an increase in abdominal size
almost beyond belief. The expectant mother often experiences insomnia and
may have an intense need to hold something or somebody. In the eighth
month, when the baby has reached almost its maximum size, simply
completing simple tasks may become difficult and exhausting. Pride and
fulfillment mingle with anxious anticipation of the labor and birth about
to take place. Many couples deal with their anxieties about the birth by
participating in childbirth classes, which provide instruction in what
will happen and in skills that will provide some measure of control over
the process. Such classes are important for the mother in that they teach
her "to trust, to cooperate with her body; she does not fear it or
fight it. She understands the process and knows how to participate
actively in the natural rhythms of the body" (Washbourn, 1977, p.
108). They are also important for the father as means by which he can
participate with his wife in preparation for the coming birth. Continuance
of sexual relations during the third trimester may also symbolize the
assured continuance of the marital pair at this time of critical
transition, although their successful consummation will often require
considerable patience, trust, and ingenuity. The expectant mother may fear
that intercourse will bring on early labor, her interest in sex may
diminish, particularly if she has misgivings about her sexual
attractiveness in her fully pregnant condition, and, as the Colmans
express it, "The wife's abdomen may present an insurmountable
obstacle for a couple whose sex practices have always been
conservative" (1971, p. 57). Of course, if disinterest or reluctance
to experiment result in the cessation of all sexual relations, both
husband and wife will find themselves separated from full mutual support
and caring during the crucial last months of the pregnancy, and the
husband may feel himself increasingly isolated. The couple's capacity to
sustain and adapt their own relationship amidst the rigors of the third
trimester may be a sign of the likely resilience of that relationship
following the birth of their child.
We have focused thus far on the implications of the biological changes
and challenges faced by the expectant mother and her husband or partner
during pregnancy. The biological changes, however, have social
ramifications, not only for the couple, but for their extended families
and more distant social relationships. Even as the parents-to-be must
struggle with the shifts in their roles and relationships that necessarily
result from the arrival of a new family member, their respective parents
must deal with their new role as grandparents-to-be, their siblings are
now aunts- and uncles-to-be, and their friends must now adjust to them not
only as married persons but as persons about to become parents. If this is
not the couple's first pregnancy and they have other children, those
children will need to come to terms with the prospect of a new sibling,
both another friend and playmate and yet another rival for their parents'
attention and affection. In other words, the whole extended family and
social system is disrupted and must make substantial changes in response
to the pending arrival of the child.
For the couple's parents, the pregnancy may signal a new lease on life.
Their own mortality is alleviated with the prospect that their lives will
be preserved for another generation. The loss they sustained when their
children left home is softened as the grandmother-to-be relives her own
pregnancies through her daughter's (or daughter-in-law's) and both
expectant grandparents contemplate once again the arrival of a baby and
the opportunity once more for closeness to children that grandparenting
will offer. At the same time there is the possibility that the expectant
grandmothers may have had very negative experiences with their own
pregnancies, such that they now show excessive anxiety about the dangers
involved or envy, resentment, or hostility if the younger couple's
pregnancy occurred in timely fashion and seems to move along without
complication. The intense feelings that these fantasies and expectations
naturally induce produce extraordinary challenges for the expectant
grandparents to find appropriate levels of support and care during the
pregnancy, without attempting intrusive meddlesomeness or attempts to
manage and control. The pregnancy of their adult children presents future
grandparents with a real test of their capacity to support their adult
children's need for differentiation within a mutual, adult-adult
relationship.
For the expectant couple's siblings and friends, the pregnancy,
particularly if it is a first pregnancy, signals a fundamental change in
their relationships with the couple, who already during the pregnancy will
have found a new focus of attention that may well diminish the energy they
have available for siblings and friends. The pregnancy itself, like the
baby to be born, becomes a rival for attention that already affects their
relationships with the expectant couple. Moreover, siblings and friends
who are age peers of the couple and who may themselves be married, will
share in the excitement and anticipation of the pregnancy and birth.
Childless couples and unmarried female siblings and friends, however, may
experience depression and envy or resentment--perhaps covert or even
unconscious--that will adversely affect their relationships with the
expectant couple. They may deny their true feelings with excessive
expressions of delight and encouragement, or they may withdraw in
discomfort, embarrassment, or hostility. In short, the pregnancy portends
a variety of responses among siblings and friends that, in turn, will have
their effects on the expectant couple.
During the pregnancy older children of the expectant couple will
already experience some withdrawal of attention and energy as both parents
attend to the medical and psychological demands of the pregnancy. They
will recognize already that this new baby is going to require a
significant redistribution of parental time and energy. It is important
that expectant parents be sensitive to the change of status, even
demotion, that occurs for previous children when each new sibling is born.
While they may well share the parents' joy and delight at the pregnancy
and the prospect of a new baby to love and care for, that joy and delight
are qualified by recognition of their own diminished place in the family.
At the same time, the fact of the conception that has occurred and of the
increasingly visible physiological changes in the expectant mother becomes
a daily reminder to older children of the sexuality of marriage and an
opportunity for the expectant couple either to suppress and deny that
sexuality or to acknowledge and explore it with their older children in a
manner appropriate to their ages. The atmosphere within the nuclear family
may become highly sexualized, with considerable talk and acting out among
the older children about babies, making babies, and having babies. The
expectant parent's response will be a measure of their own acceptance of
and comfort with their own sexuality and, hence, of their capacity to
transmit healthy values and accurate information to their children. It is
apparent that the pregnancy itself, like the birth, early infancy, and the
baptismal ritual attached to these momentous events, bears ramifications
not only for the expectant parents and their child, but for other
children, siblings and friends, grandparents, and their entire extended
family system. These ramifications within the family system, in turn,
affect and alter the experience of the expectant couple.
TRANSITION: BIRTH AND BAPTISM
Childbirth
With the birth itself the changes described above finally come to full
bloom. As the Colmans write, the physical event itself is "tremendous
and unforgettable":
It involves forced participation in an extraordinary phenomenon
which is all the more remarkable both because of its infrequent
occurrence for any one woman, and because of the relatively large risk
factor that accompanies it. Consider the experience: a mature woman,
used to regulating her own life, suddenly finds herself in the grip of
an uncooperative organ, the uterus, which rises up and performs on its
own, in spite of anything she may contrive to do for or against it.
Her conscious and unconscious wishes hardly matter. It is out of her
control. It is this loss of control which seems to be the most
important psychological aspect of the experience of labor. The woman
has to face the reality that she is into something which simply will happen
(1971, pp. 60f).
For some women the event will become, through mastery and determined
exercise of natural childbirth skills, a heroic exercise in control. Other
women seem to view labor and childbirth like an acute disease or trauma,
place themselves in the hands of doctors and nurses, expect maximal use of
anesthesia, and try to get through the process with as little conscious
participation as possible; for them it is an expression of dependency.
Still other women minimize childbirth as a natural event that should not
require any special preparation and the discomforts and rigors of which
should be withstood with stoic indifference; for them it is a feat of
dissociation. For yet other women childbirth may be viewed as a social
event to be conducted at home surrounded by family and friends, perhaps
with a midwife in attendance (Colman & Colman, 1971, pp. 83-95). The
character of the birthing and the role of the father and other family
members, like the character of the pregnancy that preceded it, provides
important information about the likely attitudes and feelings of both
parents and other family members toward the newborn.
If the mother undergoes childbirth in isolation from her family, then
it becomes hard to understand the birth process as more than simply a
transaction between the mother and "her" baby. When the father
is absent at birth, the stage is set for an "absent father"
throughout the childhood of the newborn. The father may be absent out of
disinterest or fear, or he may be excluded by hospital or physician. His
exclusion is an alienating experience by which he is demoted to the status
of a child protected from the "secret" adult female work of
childbearing. Inasmuch as a male doctor is privy to this secret event on
grounds that he is an "expert," the father is also led thereby
to feel incompetent and inadequate as a help to his wife. He is both
infantilized and disempowered. If the father is not present for the birth,
the mother, for her part, may experience feelings of abandonment by the
father and excessive responsibility for and possessiveness toward the
newborn. The surrogate presence of an expert male physician may contribute
to the mother's belief in her husband's incompetence to assume a full role
in either birthing or parenting. All of these dynamics may contribute to
covert hostility and power struggles affecting both the couple's
relationship, attitudes toward the newborn, and its parenting.
If, on the other hand, the father and even other family members are
present at the birth, its social dimensions are symbolized and enacted.
The birth becomes a social event that acknowledges and demands the
participation of family. In some families even older children are allowed
to be present at the birth of the new sibling, thereby endorsing their
interest in the reproductive process, acknowledging their full membership
in the family, granting them access to its most important events, and
eliciting their full participation in both the stresses and joys of family
membership. Childbirth in this model is understood not simply as a woman's
right and responsibility, but as a rite of passage for the entire extended
family.
REINCORPORATION
The "Fourth Trimester"
The first three months following the birth of the baby are not often
considered a part of the pregnancy. Bradt has suggested that they be
identified as the "fourth trimester":
During this period there are endocrine shifts that are more abrupt
than the hormonal shifts of puberty, the menses, or the pregnancy. As
always with hormonal shifts there are affectual changes and
instability that make the new mother more vulnerable to the response
of her husband, the extended family, and her baby. Often the arrival
of the baby begins with an experience of being overlooked, isolated,
and, especially for mother, overwhelmed with the greater complexity of
tasks and relationships. Postpartum depression is a risk during this
time (1988, p. 242).
Apart from these biological changes in the new mother and the broadly
recognized challenges posed by round-the-clock demands of newborns, Bradt
points to a number of other stresses on the new parents. With the presence
of a first child in the home, the couple experiences the beginning of the
loss of privacy which will have an impact on their sexual relationship
during the years of parenthood. Particularly if the mother nurses her
child, moreover, sexual energy may be redirected toward her child, so that
she seems disinterested in sex with her husband, a postpartum issue
exacerbated by the need for healing of an episiotomy or other genital
trauma during delivery. The addition of another party to the family,
moreover, presents obstacles to the intimacy between husband and wife that
comes from the opportunity for exclusive focus of caring and communication
on each other. If they overinvest in the child, to the detriment of their
own relationship, they can become a "child-focused family," with
the likelihood of serious outcomes for both parents and child (Bradt &
Moynihan, 1971). Because the isolation of the nuclear family can be a
significant contributor to such an unhealthy child focus, connecting with
the extended family as a resource to the emerging nuclear family is an
important task that comes with the birth of a first child. Indeed, Bradt
holds that "the decision to have a baby is the beginning of a shift
away from the horizontal axis of marriage toward a realignment with the
vertical thrust of the generations of the future and of the
past"(1988, p. 243).
A further task following birth of the child is the rebalancing of work
and home life, including renegotiation of the home and family
responsibilities of husband and wife. This task is daunting in an age of
dual-worker households and shifting gender role expectations. Marriage
partners who have learned traditional role values from their own parents
will experience more than ordinary difficulty in adapting to the different
needs of families today. In the light of these challenges, it is not
surprising, as Belsky, Perry-Jenkins, and Crouter state, that
"marital quality declines modestly, though reliably, from the time
passed before to after the birth of the first child. This decline is more
pronounced for women than for men" (1985, p. 206).
PASTORAL CARE
During the Pregnancy
It should be manifest that when a child is baptized in the first weeks
or months following its birth, the rite can hardly be dissociated from the
profound biological and social changes and challenges which parents,
child, and extended family have experienced during pregnancy, childbirth,
and the "fourth trimester." Pastoral preparation for the rite,
therefore, needs to begin, not merely some time after the birth, when the
parents presumably approach the pastor with a request for baptism of their
new baby, but as soon as the pastor receives word of the pregnancy. A
visit to the couple can be an important first step in establishing a
positive pastoral alliance with the couple through "empathic
attunement" (Rowe & Mac Isaac, 1991) to their initial experience
of their pregnancy, whether it is joyful and enthusiastic; depressed,
resentful, or anxious; or--most likely--ambivalent. Pastoral understanding
and acceptance of their feelings, however mixed, establish a foundation of
trust which will make possible a productive pastoral relationship with the
couple during their pregnancy and after their child's birth.
A second goal of early pastoral visitation will be to learn something
of the quality of the couple's marriage. Belsky, Perry-Jenkins, and
Crouter have emphasized that "families experiencing the most marital
satisfaction prenatally experience the most marital satisfaction
postnatally" (1985, p. 206). On the other hand,
when a couple has failed to establish an adequately intimate relationship
or when they are emotionally cut off from their own parents, they may seek
pregnancy with the hope that the birth of their child will stimulate a
rebirth of their own relationship or fill the vacuum created by the
alienation from their own parents. Such hopes are doomed to failure.
"If new infant studies are correct, the most significant preparation
expectant parents can make is to solidify the marital bond so they can be
emotionally available to the needs and special gifts of their child"
(Anderson & Foley, 1991, p. 54). Once a positive
pastoral alliance has been established with the couple, it becomes
possible to work with a couple around the sensitive issues in their
relationships or to refer them to professional couple therapy.
Since it is within the matrix of the extended family system that the
life of the expectant couple is carried out, a third purpose of early
pastoral intervention is to encourage a wholesome connection or
reconnection to that larger system. On the one hand, according to Bradt,
the well-being of all can best be served if extended family members become
"nurturant resources" (1988, p. 244) for the couple and their
new baby, On the other hand, healing the couple's relationships to their
extended families will strengthen their marriage and thereby fit them to
be more effectively caring parents. Friedman points to the periods
surrounding rights of passage as "hinges of time" and unique
windows of opportunity for work on extended family relationships:
All family relationship systems seem to unlock during the months
before and after such events, and it is often possible to open doors
(or close them) between various family members with less effort during
these intensive periods than could ordinarily be achieved with years
of agonizing efforts. I believe this is true because, with respect to
timing, life cycle events are not as random as they appear. Rather
they are usually the coming to fruition or culmination of family
processes that have been moving toward those ends for some time. Life
cycle events are always part of "other things going on."
They always indicate some movement, and it is simply easier to steer a
ship when it is afloat, even if it is drifting in the wrong direction,
than when it is still aground (1988, p. 120).
The "liminal" character of pregnancy makes the extended
family system particularly vulnerable to change. The pastor may gently
suggest contact with the grandparents- and aunts- and uncles-to-be to seek
healing of old hurts and enmities and to enlist their support for the
tasks ahead. Since the choice of a name for the newborn often is the
occasion for following or breaking family tradition and possibly for
honoring one extended family member while ignoring or repudiating another,
early exploration of the significance of name-giving may also provide an
important entree for address and possible resolution of extended family
issues. The pastor will also want to sensitize the parents to the probable
needs of any older children as outlined above and assist them in
responding appropriately.
The fourth goal of pastoral intervention during pregnancy will attend
to the spirituality of the experience for the expectant couple. It is to
be expected that the psychobiological and psychosocial changes we have
been describing bring with them concurrent psychospiritual changes and
implications. It is appropriate for the pastor to explore throughout the
pregnancy, at childbirth, and during the first year of the newborn's life
the major existential questions raised for the couple by their experience:
life and death, meaning and purpose, freedom and responsibility, isolation
or alienation and intimacy (Yalom, 1980). The Colmans (1971) have
documented fears about death prompted by the risks of pregnancy, in
particular, the mother's fear of risks to herself, her husband, and her
unborn child. At the same time pregnancy most poignantly provides for the
creation of new life. The pastor will want to surface the couple's issues
around life and death and the resources they do or might draw on to cope
with these realities. The pastor will want to explore with them how the
pregnancy and the prospect of a child fits (or does not appear to fit!)
into their sense of meaning and purpose for their lives individually and
as a couple. The couple may experience the pregnancy as the ultimate
expression of their human freedom to make their own decisions and to
engage their creative impulses, or they may feel it to be a constriction
of their freedom and the responsibility that comes with it as a burden
they are reluctant to assume. These dynamics call for exploration, within
a context of unconditional respect for the couple in their struggles to
accommodate to this new reality in their lives. Finally, issues of
alienation, isolation, loneliness, and despair may surface for either
partner, or they may describe an experience of unprecedented closeness to
one another, to the natural and social worlds, and to God. By hearing how
each partner is experiencing such issues and responding empathically and
supportively, the pastor assists the couple in their adjustment to the
pregnancy, contributes to their spiritual appropriation of the experience,
and lays a foundation for the baptism of their child.
In addition to empathic listening, exploration of marriage and extended
family dynamics, and processing of existential issues, the pastor may
serve the expectant parents by helping them to ritualize their experience.
Anderson & Foley (1991) suggest incorporation of private and public
prayer, inviting expectant parents to pray for their child and themselves
during the pregnancy and at the time of childbirth. Public prayers might
also be incorporated among the intercessory prayers at the Sunday worship.
Such prayers perform a cognitive therapeutic function through varied
repetition and internalization of the message that God is present for them
and lovingly sustaining and caring for them through the pregnancy and
delivery. With playfulness and humor they may wish to commemorate with
special food, shared reminiscences, and brief prayers of thanks the
particular act of intercourse which they believe resulted in the pregnancy
as well as other milestones along the way of the three trimesters leading
to labor and delivery. In order to incorporate the members of their
extended family into the experience of the pregnancy, they may wish to
gather family for informal celebrations for shared story-telling and for
exchange of experiences and views of pregnancy, birth, and parenthood. The
couple's parents might be invited to describe for the expectant couple how
they themselves had experienced pregnancy and labor. The couple might
comment on their experience of their own childhoods, particularly those
elements they would wish to preserve in their own parenting. Secular
toasts and sacred prayers could be spoken. Such intentional
cross-generational interaction in the form of story-telling and
expressions of good will, commitment, and hope support the couple,
integrate them into their extended families, and connect them to both
family and spiritual resources. In all of these prepartum, pre-baptismal
celebrations special care needs to be given to the appropriate inclusion
of any older children.
Birth and Baptism
A pastoral visit or phone call to the new mother and father following
childbirth provides both a symbol of the Church's supportive presence and
concern and a first opportunity to learn the couple's response to the
birth and initial feelings about the newborn. It is also a time to learn
how any older children are responding to the birth and how members of the
extended family have been or are being involved in the birth and in
initial care to the couple and their new baby. The pastor is thereby
alerted immediately to any physical, social, or spiritual issues that may
call for pastoral or congregational attention. Prayers are commonly
offered in thanksgiving for the safe delivery of the child and for
continued health of both mother and child. From the perspective proposed
in this paper, it can be seen that such prayers should also attend to the
needs of the new father and any older children. They are an opportunity to
ritualize concretely the particular experience of the new parents and
their children explicitly within the framework of the extended family.
Planning for the baptism itself commonly involves didactic
presentations by the pastor on the theological meaning and significance of
the baptismal rite. These often enough focus on the significance of the
baptismal rite for the newborn. That is, they may describe the grace or
forgiveness or divine love for the newborn to be commemorated and conveyed
through the baptism. They may discuss the child's baptismal incorporation
into the Church (i.e. the larger Christian community) and the implicit
benefits and obligations such incorporation entails. The parents' role is
generally portrayed in such conventional didactic presentations as a duty
and responsibility to protect and care for the child, to teach the child
Christian beliefs and practices, and to assure its continued access to the
Church community. In this view, baptism is done by the parents, pastor,
and congregation for the child. It is a view supported also by the texts
of the formal baptismal rites themselves. For example the baptismal rite
commonly used in the Evangelical Lutheran Church in America refers to
parents (and/or "sponsors") only in the following exhortation:
In Christian love you have presented these children for Holy
Baptism. You should, therefore, bring them to the services of God's
house, and teach them the Lord's Prayer, the Creed, and the Ten
Commandments. As they grow in years, you should place in their hands
the Holy Scriptures and provide for their instruction in the Christian
faith, that, living in the covenant of their Baptism and in communion
with the Church, they may lead godly lives until the day of Jesus
Christ.
Do you promise to fulfill these obligations?
I do.
and the following prayer:
O God, the giver of all life, look with kindness upon the fathers
and mothers of these children. Let them ever rejoice in the gift you
have given them. Make them teachers and examples of righteousness for
their children. Strengthen them in their own Baptism so they may share
eternally with their children the salvation you have given them,
through Jesus Christ our Lord.
Amen (Holy Baptism, 1978).
I am proposing, by contrast, that infant baptism, just like the four
trimesters of pregnancy, childbirth, and the postpartum period, is to be
construed as an event by, for, and about the entire extended family of the
baptized newborn. The child's reception in baptism of grace, forgiveness,
and divine love, for example, implies a transforming infusion of grace,
forgiveness, and divine love into the whole family system, reflecting the
specialness of both the child and the child's extended family and assuring
divine concern and care for all. In effect, God creates through baptism a
secure "holding environment" (Winnicott) within which child and
family may continue to grow to health and wholeness. Similarly, as
Anderson and Foley (1991) have aptly noted, incorporation of the newborn
into the Church community qualifies the parent's "ownership" of
their child. Because already in baptism the newborn is declared to be a
citizen of a larger community that transcends family, the parents,
siblings, and grandparents are already confronted with their child's (and
their own!) right to identity as individual human beings. Baptism may
serve, then, as a powerful ritual defense against any family enmeshment
that will inevitably stifle the differentiation and individuation of, not
only the newborn, but of all family members. The theology of baptism can
and should reflect this family systems view of the significance of the
rite.
The planning for the conduct of the rite itself should also reflect
that view. The new parents' selection of sponsors or
"godparents" for the newborn can be explored to ascertain how
the particular choices reflect concern for and attunement to the family
ramifications of those choices. What is being said about the couple's
relationship to their extended family by their choice of sponsors? Whom
are they honoring? Whom are they ignoring, repudiating, or "paying
back"? What alliances are they forming or destroying? In addition to
the sponsors, who will be present for the baptism? How might they
participate? The resolution of such questions as who will stand with the
parents at the font and who will hold the child carries powerful symbolic
meaning for the family.
At the baptism itself the official ecclesiastical rite may be
embellished and supplemented to include an introduction of all family
members present and, with the prior concurrence of the parents, an
invitation to all to draw near to the font. Prayers for all family members
may be added, prayers of gratitude, petitions seeking God's grace and
empowerment for them, prayers requesting healthy family relationships,
including the will to help one another when needed and the courage to
withdraw when appropriate, prayers committing, not simply the infant or
its parents, but its whole family to God's transcendent care.
Aftercare
The reintegration of parents and their new child into the mainstream of
extended family life may well begin at a family dinner and celebration
scheduled following the baptism. Here a full blown celebration can take
place, with a festive meal; toasts; storytelling about previous births and
baptisms involving family members, especially other children who are
present; family slides, movies, and video shows; games; and whatever other
features may make the day into a memorable family party. The pastor can
encourage plans for such a party in the course of the pre-baptismal
planning and preparation.
In the weeks and months that follow, special pastoral attention needs
to be given to the family to provide whatever support may be needed after
the first excitement of the birth and baptism recedes and the newly
emerging family must establish its patterns for the long haul. Father and
mother must feel their way into their new roles, while finding innovative
new ways to sustain their own relationship as husband and wife, often a
daunting task for new parents who themselves must compete for time and
energy with their own baby. As noted above, establishing satisfying new
patterns for their sexual relationship may be a particular challenge with
another person in the household, particularly if the new mother is nursing
her child and receiving some erotic satisfaction by that means. Siblings
of the infant may show regression and acting out as they find the
adjustment to the new interloper in their midst more trying and more
threatening to their status in the family than they had first expected.
Grandparents may feel hurt and rejected if their children include them
insufficiently in childcare, while the new parents may complain of
grandparent intrusion and meddling that may threaten their marriage as
much as it is a nuisance to their own first attempts at parenting.
Spiritual issues rise for the family when they feel the need for a
closer relationship to their religious community, while finding attendance
at worship and its other functions complicated by the constant demands of
the newborn. Gratitude to God for the new birth may be compromised by the
exhausting reality of infant care to the extent that the parents may
fantasize the death of the newborn, who on the most stressful days may
seem more a curse than a blessing. The disruption of established family
life patterns and the impossibility of recovering or reinstituting them as
they were creates further challenges to the family that require enormous
spiritual resources of trust and confidence that what emerges from this
expanded family will somehow work together for good for all its members.
Dependable and continued expressions of concern and care by the pastor and
healthful support and involvement by the couple's extended family convey
God's continuing care and sustain the sense of the world as itself a
secure, protecting holding environment in which the uncertainties of the
future can be grasped with courage and confidence.
CONCLUSION
This paper has drawn on anthropological definitions of "rites of
passage" and family system theory to make the case that infant
baptism is itself a rite of passage, not merely for the infant being
baptized and its parents, but for its whole extended family. The
pregnancy, birth, and "fourth trimester" following birth have
been analyzed as the significant context for the rite of baptism, a
context whose broad psychophysical, psychosocial, and psychospiritual
dimensions affect and are affected by the rite of baptism. The conclusion
I have drawn is that pastoral preparation for a particular baptism and the
aftercare that follows it need to be far more extensive than is common
pastoral practice. I have argued, moreover, that pastoral interventions
should serve as a means to help the expectant parents understand their
pregnancy within the context of their extended family and use this
"nodal" passage as an opportunity to heal and strengthen
extended family ties. When the couple is able to articulate and respond
actively to such concerns, the rite of baptism becomes not merely an
individual religious function for the "salvation" of their
baptized infant, but a social occasion with power to enhance the health
and wholeness of the extended family of the baptized. Once it has been
recognized and acknowledged that the whole family and its internal
relationships have been irreversibly altered by the arrival of this new
family member, infant baptism will be reasonably understood as a family
rite of passage with power to help the family adjust to the critical
changes the assimilation of its new member will require.
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